Getting to Nimble | episode 529

Creating an Effective IT Organization with FINRA CIO Steve Randich

Steve Randich is the senior vice president and chief information officer of FINRA, a non-governmental organization that regulates member brokerage firms and exchange markets, such as the New York Stock Exchange. February 05, 2021

529: FINRA SVP & CIO Steve Randich dives into several of the book’s themes, including Process, Technology, and Ecosystems. Steve discusses some of the sweeping changes he has made across his career, such as how he has inverted FINRA’s entire IT organization to be platform-oriented. Steve also shares best practices related to cloud computing based on the journeys he has led at NASDAQ and FINRA, his perspective on IT’s role in the business, among a variety of other topics.


The World Class IT principles in yellow were the focus of this interview

  • 01 1- People
  • 02 2- Infrastructure
  • 03 3- Project and Portfolio Management
  • 04 4- IT & Business Partnership
  • 05 5- External Partnerships

From strategy to implementation

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